In addition to the services provided by limited service brokers, broker/dealers offer other financial services to investors and issuers for a fee. These services include: 

• study market fluctuations 
• conduct trading services 
• evaluate new products 
• provide investment advice 
• help companies go public 
• keep records of clients’ holdings 
• assist issuers determine the best 
• set up and maintain accounts method/time to issue securities for client